0001193125-18-045431.txt : 20180214 0001193125-18-045431.hdr.sgml : 20180214 20180214153103 ACCESSION NUMBER: 0001193125-18-045431 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 GROUP MEMBERS: AMERIPRISE INTERNATIONAL HOLDINGS GMBH GROUP MEMBERS: COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC GROUP MEMBERS: TAM UK HOLDINGS LTD GROUP MEMBERS: TC FINANCING LTD GROUP MEMBERS: THREADNEEDLE ASSET MANAGEMENT HOLDINGS LTD GROUP MEMBERS: THREADNEEDLE ASSET MANAGEMENT HOLDINGS SARL GROUP MEMBERS: THREADNEEDLE ASSET MANAGEMENT LTD GROUP MEMBERS: THREADNEEDLE HOLDINGS LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MACOM Technology Solutions Holdings, Inc. CENTRAL INDEX KEY: 0001493594 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 270306875 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87236 FILM NUMBER: 18611765 BUSINESS ADDRESS: STREET 1: 100 CHELMSFORD STREET CITY: LOWELL STATE: MA ZIP: 01851 BUSINESS PHONE: (978) 656-2500 MAIL ADDRESS: STREET 1: 100 CHELMSFORD STREET CITY: LOWELL STATE: MA ZIP: 01851 FORMER COMPANY: FORMER CONFORMED NAME: M/A-COM Technology Solutions Holdings, Inc. DATE OF NAME CHANGE: 20100607 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 SC 13G/A 1 d510950dsc13ga.htm SC 13G/A SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities and Exchange Act of 1934

Amendment#1

 

 

Macom Technology Solutions Holdings, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

55405Y100

(CUSIP Number)

December 31, 2017

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

This Schedule is filed pursuant to Rule 13d-1(b)    

The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 

CUSIP NO. 55405Y100  

 

  1)   

Name of Reporting Person

S.S. or I.R.S. Identification No. of Above Person

 

Ameriprise Financial, Inc.

IRS No. 13-3180631

  2)  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒*

 

*  This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

  3)  

SEC Use Only

 

  4)  

Citizenship or Place of Organization

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)    

Sole Voting Power

 

0

   6)   

Shared Voting Power

 

7,759,456

   7)   

Sole Dispositive Power

 

0

   8)   

Shared Dispositive Power

 

7,915,825

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

7,915,825

10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

Not Applicable

11)  

Percent of Class Represented by Amount In Row (9)

 

12.32%

12)  

Type of Reporting Person

 

HC

CUSIP NO. 55405Y100  

 

  1)   

Name of Reporting Person

S.S. or I.R.S. Identification No. of Above Person

 

Columbia Management Investment Advisers, LLC

IRS No. 41-1533211

  2)  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒*

 

*  This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

  3)  

SEC Use Only

 

  4)  

Citizenship or Place of Organization

 

Minnesota

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)    

Sole Voting Power

 

0

   6)   

Shared Voting Power

 

4,551,834

   7)   

Sole Dispositive Power

 

0

   8)   

Shared Dispositive Power

 

4,669,562

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

4,669,562

10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

Not Applicable

11)  

Percent of Class Represented by Amount In Row (9)

 

7.27%

12)  

Type of Reporting Person

 

IA

CUSIP NO. 55405Y100  

 

  1)   

Name of Reporting Person

 

Ameriprise International Holdings GmbH

  2)  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒*

 

*  This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

  3)  

SEC Use Only

 

  4)  

Citizenship or Place of Organization

 

Switzerland

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)    

Sole Voting Power

 

0

   6)   

Shared Voting Power

 

3,207,622

   7)   

Sole Dispositive Power

 

0

   8)   

Shared Dispositive Power

 

3,246,199

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,246,199

10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

Not Applicable

11)  

Percent of Class Represented by Amount In Row (9)

 

5.05%

12)  

Type of Reporting Person

 

FI

CUSIP NO. 55405Y100  

 

  1)   

Name of Reporting Person

 

Threadneedle Asset Management Holdings Sarl

  2)  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒*

 

*  This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

  3)  

SEC Use Only

 

  4)  

Citizenship or Place of Organization

 

Luxembourg

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)    

Sole Voting Power

 

0

   6)   

Shared Voting Power

 

3,207,622

   7)   

Sole Dispositive Power

 

0

   8)   

Shared Dispositive Power

 

3,246,199

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,246,199

10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

Not Applicable

11)  

Percent of Class Represented by Amount In Row (9)

 

5.05%

12)  

Type of Reporting Person

 

FI

CUSIP NO. 55405Y100  

 

  1)   

Name of Reporting Person

 

Threadneedle Holdings Limited

  2)  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒*

 

*  This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

  3)  

SEC Use Only

 

  4)  

Citizenship or Place of Organization

 

England and Wales

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)    

Sole Voting Power

 

0

   6)   

Shared Voting Power

 

3,207,622

   7)   

Sole Dispositive Power

 

0

   8)   

Shared Dispositive Power

 

3,246,199

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,246,199

10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

Not Applicable

11)  

Percent of Class Represented by Amount In Row (9)

 

5.05%

12)  

Type of Reporting Person

 

FI

CUSIP NO. 55405Y100  

 

  1)   

Name of Reporting Person

 

TAM UK Holdings Limited

  2)  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒*

 

*  This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

  3)  

SEC Use Only

 

  4)  

Citizenship or Place of Organization

 

England and Wales

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)    

Sole Voting Power

 

0

   6)   

Shared Voting Power

 

3,207,622

   7)   

Sole Dispositive Power

 

0

   8)   

Shared Dispositive Power

 

3,246,199

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,246,199

10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

Not Applicable

11)  

Percent of Class Represented by Amount In Row (9)

 

5.05%

12)  

Type of Reporting Person

 

FI

CUSIP NO. 55405Y100  

 

  1)   

Name of Reporting Person

 

Threadneedle Asset Management Holdings Limited

  2)  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒*

 

*  This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

  3)  

SEC Use Only

 

  4)  

Citizenship or Place of Organization

 

England and Wales

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)    

Sole Voting Power

 

0

   6)   

Shared Voting Power

 

3,207,622

   7)   

Sole Dispositive Power

 

0

   8)   

Shared Dispositive Power

 

3,246,199

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,246,199

10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

Not Applicable

11)  

Percent of Class Represented by Amount In Row (9)

 

5.05%

12)  

Type of Reporting Person

 

FI

CUSIP NO. 55405Y100  

 

  1)   

Name of Reporting Person

 

TC Financing Ltd

  2)  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒*

 

*  This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

  3)  

SEC Use Only

 

  4)  

Citizenship or Place of Organization

 

England and Wales

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)    

Sole Voting Power

 

0

   6)   

Shared Voting Power

 

3,207,622

   7)   

Sole Dispositive Power

 

0

   8)   

Shared Dispositive Power

 

3,246,199

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,246,199

10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

Not Applicable

11)  

Percent of Class Represented by Amount In Row (9)

 

5.05%

12)  

Type of Reporting Person

 

FI

CUSIP NO. 55405Y100  

 

  1)   

Name of Reporting Person

 

Threadneedle Asset Management Limited

  2)  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☒*

 

*  This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

  3)  

SEC Use Only

 

  4)  

Citizenship or Place of Organization

 

England and Wales

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)    

Sole Voting Power

 

0

   6)   

Shared Voting Power

 

3,207,622

   7)   

Sole Dispositive Power

 

0

   8)   

Shared Dispositive Power

 

3,246,199

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,246,199

10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

Not Applicable

11)  

Percent of Class Represented by Amount In Row (9)

 

5.05%

12)  

Type of Reporting Person

 

FI

1(a)   Name of Issuer:

   Macom Technology Solutions Holdings, Inc.

1(b)   Address of Issuer’s Principal Executive Offices:

   100 Chelmsford Street
  Lowell, MA 01851

2(a)   Name of Person Filing:

   (a) Ameriprise Financial, Inc. (“AFI”)
  (b) Columbia Management Investment Advisers, LLC (“CMIA”)
  (c) Ameriprise International Holdings GmbH (“AIHG”)
  (d) Threadneedle Asset Management Holdings Sarl (“TAMH”)
  (e) Threadneedle Holdings Limited (“THL”)
  (f) TAM UK Holdings Limited (“TUHL”)
  (g) Threadneedle Asset Management Holdings Limited (“TAMHL”)
  (h) TC Financing Ltd (“TCFL”)
  (i) Threadneedle Asset Management Limited (“TAML”)

2(b)   Address of Principal Business Office:

   (a) Ameriprise Financial, Inc.
  145 Ameriprise Financial Center
  Minneapolis, MN 55474
  (b) 225 Franklin St.
  Boston, MA 02110
 

(c) Lambrigger Treuhand AG,

Industriestrasse 49, 6300 Zug,

Switzerland

  (d) 19 rue de Bitbourg, Luxembourg, 1273
 

(e) Cannon Place, 78 Cannon Street,

London, EC4N 6AG

 

(f) Cannon Place, 78 Cannon Street,

London, EC4N 6AG

 

(g) Cannon Place, 78 Cannon Street,

London, EC4N 6AG

 

(h) Cannon Place, 78 Cannon Street,

London, EC4N 6AG

 

(i) Cannon Place, 78 Cannon Street,

London, EC4N 6AG

2(c)   Citizenship:

   (a) Delaware
  (b) Minnesota
  (c) Switzerland
  (d) Luxembourg
  (e) England and Wales
  (f) England and Wales
  (g) England and Wales
  (h) England and Wales
  (i) England and Wales

  
  

2(d)   Title of Class of Securities:

    Common Stock

2(e)   Cusip Number:

    55405Y100

 

3 Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):

(a) Ameriprise Financial, Inc.

A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)

(b) Columbia Management Investment Advisers, LLC

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).

(c) Ameriprise International Holdings GmbH

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).

(d) Threadneedle Asset Management Holdings Sarl

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).

(e) Threadneedle Holdings Limited

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).

(f) TAM UK Holdings Limited

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).

(g) Threadneedle Asset Management Holdings Limited

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).

(h) TC Financing Ltd

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).

(i) Threadneedle Asset Management Limited

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).

4 Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.

AFI, as the parent company of CMIA, AIHG, TAMH, THL, TUHL, TAMHL, TCFL and TAML, may be deemed to beneficially own the shares reported herein by those reporting persons. Accordingly, the shares reported herein by AFI include those shares separately reported herein by those reporting persons.

Each of AFI, CMIA, AIHG, TAMH, THL, TUHL, TAMHL, TCFL and TAML disclaims beneficial ownership of any shares reported on this Schedule.

 

5 Ownership of 5% or Less of a Class: Not Applicable

 

6 Ownership of more than 5% on Behalf of Another Person: Not Applicable

 

7 Identification and Classification of the Subsidiaries Which Acquired the Security Being Reported on by the Parent Holding Company:

AFI: See Exhibit I

 

8 Identification and Classification of Members of the Group:

Not Applicable

 

9 Notice of Dissolution of Group:

Not Applicable

 

10 Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 14, 2018

 

Ameriprise Financial, Inc.
By:  

Amy K. Johnson

  Name: Amy K. Johnson
  Title: Senior Vice President and Chief Operating Officer-Asset Management

 

Columbia Management Investment Advisers, LLC
By:  

Amy K. Johnson

  Name: Amy K. Johnson
  Title: Managing Director and Global Head of Operations

 

Ameriprise International Holdings GmbH
By:  

/s/ David H. Weiser

  Name: David H. Weiser
  Title: Director
Threadneedle Asset Management Holdings Sarl
By:  

/s/ William F. Truscott

  Name: William F. Truscott
  Title: Chairman
Threadneedle Holdings Limited
By:  

/s/ Peter Stone

  Name: Peter Stone
  Title: Head of Finance, EMEA
TAM UK Holdings Limited
By:  

/s/ Peter Stone

  Name: Peter Stone
  Title: Head of Finance, EMEA

Threadneedle Asset Management Holdings Limited
By:  

/s/ Alex T. Ollier

  Name: Alex T. Ollier
  Title: Co-Head of Legal, EMEA
TC Financing Ltd
By:  

/s/ Peter Stone

  Name: Peter Stone
  Title: Head of Finance, EMEA
Threadneedle Asset Management Limited
By:  

/s/ Alex T. Ollier

  Name: Alex T. Ollier
  Title: Co-Head of Legal, EMEA

 

Contact Information
  Mark D. Braley
  Vice President
 

Head of Reporting and Data Management|

Global Operations and Investor Services

  Telephone: (617) 747-0663

Exhibit Index

 

Exhibit I    Identification and Classification of the Subsidiaries which Acquired the Security Being Reported on by the Parent Holding Company.
Exhibit II    Joint Filing Agreement

 

 EX-99.I 2 d510950dex99i.htm EX-99.I EX-99.I

Exhibit I

to

Schedule 13G

Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows:

Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

Non-US Institution – Ameriprise International Holdings GmbH, a limited liability company incorporated under the laws of Switzerland, is a holding company for various companies including Threadneedle Asset Management Holdings Sarl and its subsidiary entities.

Non-US Institution – Threadneedle Asset Management Holdings Sarl, a private company (société à responsabilité limitée) incorporated in the Grand Duchy of Luxembourg, is a holding company for various companies including Threadneedle Holdings Limited and its subsidiary entities.

Non-US Institution – Threadneedle Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and is the parent entity to TAM UK Holdings Limited.

Non-US Institution – TAM UK Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and is the parent entity to Threadneedle Asset Management Holdings Limited.

Non-US Institution – Threadneedle Asset Management Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and is the parent entity to TC Financing Limited.

Non-US Institution – TC Financing Limited, a private limited company incorporated in England and Wales, is a holding company and is the parent entity to Threadneedle Asset Management Limited.

Non-US Institution – Threadneedle Asset Management Limited, a private limited company incorporated in England and Wales, is an investment adviser authorized and regulated by the UK Financial Conduct Authority.

 

 EX-99.II 3 d510950dex99ii.htm EX-99.II EX-99.II

Exhibit II

to

Schedule 13G

Joint Filing Agreement

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2018 in connection with their beneficial ownership of Macom Technology Solutions Holdings, Inc. Each of Columbia Management Investment Advisers, LLC, Ameriprise International Holdings GmbH, Threadneedle Asset Management Holdings Sarl, Threadneedle Holdings Limited, TAM UK Holdings Limited, Threadneedle Asset Management Holdings Limited, TC Financing Limited and Threadneedle Asset Management Limited authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

 

Ameriprise Financial, Inc.
By:  

/s/ Amy K. Johnson

  Amy K. Johnson
  Title: Senior Vice President and
           Chief Operating Officer-Asset Management
Columbia Management Investment Advisers, LLC
By:  

/s/ Amy K. Johnson

  Amy K. Johnson
  Title: Managing Director and Global Head of          Operations

Ameriprise International Holdings GmbH

 

By:  

/s/ David H. Weiser

      Name: David H. Weiser
      Title: Director

Threadneedle Asset Management Holdings Sarl    

 

By:  

/s/ William F. Truscott

      Name: William F. Truscott
      Title: Chairman

Threadneedle Holdings Limited
By:  

/s/ Peter Stone

      Name: Peter Stone
      Title: Head of Finance, EMEA

 

TAM UK Holdings Limited
By:  

/s/ Peter Stone

      Name: Peter Stone
      Title: Head of Finance, EMEA
Threadneedle Asset Management Holdings Limited
By:  

/s/ Alex T. Ollier

      Name: Alex T. Ollier
      Title: Co-Head of Legal, EMEA

 

TC Financing Ltd
By:  

/s/ Peter Stone

      Name: Peter Stone
      Title: Head of Finance, EMEA
Threadneedle Asset Management Limited
By:  

/s/ Alex T. Ollier

      Name: Alex T. Ollier
      Title: Co-Head of Legal, EMEA